Office of Risk Management
and Compliance

NUS safety and health governance

SHMS certification for Academic Supervisors

A structured route for Academic Supervisors to establish, implement and maintain an effective Safety & Health Management System for research, teaching and related activities in NUS workspaces.

↗Open EHS360 / WSHIRPrepare and maintain SHMS records▶Take required trainingView the required courses1–9Follow the pathwayFrom training to certification@Schedule an auditContact ORMC Audit

Scope

Who needs to participate?

The scheme applies to Academic Supervisors who oversee research or teaching activities in laboratories, workshops, field settings and related workspaces.

Academic Supervisors covered by the scheme

Academic staff appointed as a principal investigator, laboratory supervisor, programme leader or equivalent, who meet one or more of these conditions:

  • have been awarded a research grant;
  • are NUS-appointed agents or representatives for research, research-related academic activity or another sponsored project; or
  • manage departmental research, core or shared facilities.

Exception

Purely deskbound activities

Academic Supervisors whose research and teaching activities are purely non-laboratory based and involve computer use only are not required to participate in the certification scheme.

Activities

Research, teaching and related work under the Academic Supervisor’s oversight.

Workspaces

Laboratories, workshops and field settings, including shared, core, animal and collaborator-controlled spaces used for the work.

Purpose

To manage safety and health risks systematically and demonstrate compliance with applicable workplace requirements.

Academic Supervisor pathways

What do you need to do?

Select the pathway that reflects your current certification status.

Your certification pathway

Work closely with your Department Safety Coordinator throughout preparation and audit. Refer to the Guide to Safety & Health Management for new Academic Supervisors.

1

Confirm scope

Confirm all workspaces and activities in scope. Develop and implement the SHMS within six months of commissioning the laboratory workspace.

3

Set up your WSHIR account

Set up access to the Workplace Safety & Health Information Registry in EHS360. For assistance, contact your Department Safety and Health Coordinator.

4

Build your SHMS

Prepare the required documentation in the Workplace Safety & Health Information Registry within EHS360.

5

Schedule the audit

Work with your Department Safety Coordinator and contact ORMC Audit to agree on an audit date.

6

Pre-audit review

Review the documents with your Department Safety Coordinator and submit them to ORMC at least two weeks before the audit.

7

Complete the audit

ORMC reviews implementation of the SHMS. An audit typically takes up to half a day.

8

Receive certification

A Letter of Certification is awarded when effective implementation has been demonstrated. Certification may support grant-release submissions.

Records readiness: SHMS documentation should be kept current in WSHIR and ready for ORMC auditor review four weeks before the audit.

Training

Complete the two foundation courses

Academic Supervisors may instead attend equivalent SHMS training sessions scheduled by their department.

OSHSMS01Canvas

Safety and Health Management System

Introduces the management-system approach used to organise safety and health responsibilities, controls, records and review.

Open Canvas →
OSHGEN06Canvas

Risk Management for Laboratories

Supports the assessment and control of laboratory risks that underpin an effective SHMS.

Open course →

After certification

Keep your SHMS current

Certification has no fixed expiry while the Academic Supervisor remains in service with NUS, but surveillance and change-management requirements continue.

Report material changes

Academic Supervisors with research grants should notify ORMC when relevant circumstances change, including:

  • animal versus non-animal work;
  • deskbound versus laboratory work;
  • biosafety level;
  • new regulated material or agent;
  • radiation status; or
  • a new grant-based project or relevant clinician project.

Serious non-compliance

Certification may be suspended following serious safety and health non-compliance or a reportable accident involving the Academic Supervisor. New grants may not be approved until ORMC verifies the corrective and preventive actions and reinstates certification.

NUS Safety & Health Award category of host departmentNormal surveillance frequency
Commendation or ExcellenceNo surveillance audit
CommitmentOnce every 6 years
Recognition, or did not participateOnce every 3 years

These frequencies took effect on 15 April 2020. Surveillance may increase to once every three years where the previous ORMC audit had notable findings or high-impact incidents occurred during the preceding three years.

Frequently asked questions

Practical points before you begin

Why is certification required?
Laboratories, workshops and studios are regulated workplaces. The scheme provides a structured way to manage hazards and risks and is mandated for Academic Supervisors with oversight of relevant research or teaching activities.
Are clinicians included?
Yes, where they have research laboratories and NUS staff or students working under them. Otherwise, their work may be covered by the SHMS of a certified NUS collaborator.
Are teaching laboratories included?
Yes, where a teaching laboratory is managed under the Academic Supervisor or department; it should be covered by that Academic Supervisor’s or department’s SHMS.
What if I manage several laboratories?
All NUS laboratories under the Academic Supervisor must be included, regardless of department or location. ORMC does not audit non-NUS laboratories, but the Academic Supervisor must meet the host institution’s safety requirements.
What documents are needed?
Examples include risk assessments, safe work procedures, licences and permits, training and maintenance records, safety-meeting notes and a legal register. The exact set should conform to the SHMS Standard for Academic Supervisors.
What is the benefit for grant release?
Certified Academic Supervisors generally do not need to submit a separate project risk assessment for each new grant-based project, except where animal work or regulated agents require additional submission or approval. Current project requirements should be checked with ORMC.

Need help?

Contact ORMC

For general questions about the certification scheme or EHS360, contact ehs360@nus.edu.sg. To arrange an audit, contact ormcaudit@nus.edu.sg.